Compliance & Disclosures
Committed to Highest Standards of Regulatory Compliance
FINWISDOM FINANCIAL SERVICES PVT LTD is registered with AMFI as a Mutual Fund Distributor. We strictly adhere to SEBI and AMFI regulations, code of conduct, investor rights charter, and time-bound grievance redressal frameworks.
Statutory Documentation Hub
Explore our complete catalog of 17 regulatory registrations, disclosures, codes of ethics, and investor protection charters.
Registered Entity Details
Official legal entity name, CIN, PAN, GSTIN, directors, registered office addresses, and corporate profile of Finwisdom.
Registrations & Licences
AMFI ARN registration validity (ARN-367223), EUIN credentials, SEBI intermediary categories, and compliance status.
AMFI Code of Conduct
Our 10 professional commitments adhering to the AMFI Code of Ethics and Intermediary Conduct in all client dealings.
Commission Disclosure
Mandatory SEBI disclosure of trail commissions earned across equity, debt, hybrid, and passive fund schemes.
Investor Grievance Redressal
Designated GRO contact (Devansh S Mehta), escalation matrix, SEBI SCORES 2.0, and SMART ODR dispute channels.
Investor Charter
SEBI Investor Charter for Mutual Funds detailing investor rights, responsibilities, and service standard commitments.
Fund Selection Policy
Objective criteria and quantitative & qualitative research methodology for due diligence and scheme selection.
Our Empanelments
Complete directory of 40+ Asset Management Companies, PMS providers, and AIF managers empanelled with Finwisdom.
SID / SAI / KIM
Direct repository to access and download Scheme Information Documents, Statement of Additional Info, and KIMs.
AIF Disclosure
Mandatory disclosures, risk factors, and accreditation guidelines for Alternative Investment Funds under SEBI AIF Regulations.
PMS Disclosure
Statutory disclosures and investor safeguards per SEBI Portfolio Managers Regulations for PMS product distribution.
SIF Disclosure
Disclosures and investment parameters regarding Specialized Investment Funds for eligible institutional and HNI investors.
Investor Rights & Obligations
Comprehensive rights, duties, and statutory obligations of mutual fund investors per SEBI regulatory frameworks.
Disclaimer
General and statutory disclaimers regarding market risk, non-advisory MFD distribution scope, and content validity.
Privacy Policy
Information on how we collect, store, safeguard, and process confidential client data per Indian IT Act and DPDP norms.
Terms & Conditions
User terms governing website access, digital tool usage, distribution service scope, and legal jurisdiction.
Important Links
Direct links to SEBI, AMFI, RTAs (CAMS, KFintech), MF Central, SCORES 2.0 portal, and SMART ODR platform.
Investor Dispute Resolution Portals
Direct access to regulatory grievance platforms for swift arbitration and investor protection.